FIA Urges Treasury to Endorse Principles-Based Regulation, Says Merger of CFTC with SEC Should Be Last Step

The Futures Industry Association submitted a comment letter to the Treasury Department on Nov. 20, 2007 outlining its views on the structure of financial services regulation in the U.S. The letter was drafted in response to Treasury's request ...

FIA Organizes Disaster Recovery Test

To help the association's members prepare for the potential impact of a disaster on their operations, the FIA IT Division held its fourth annual disaster recovery test on Saturday, Oct. 27. Participants in the test, which was coordinated by the FIA Infor ...